Filtration Articles & Insights | PoreFiltration

DOE vs SOE Filters: Why Endcap Design Matters in Cartridge Filtration

Written by David Keay | May 21, 2026

When discussing cartridge filtration and process filtration systems, most conversations focus on micron rating, filter media, flow rates, differential pressure, or chemical compatibility. However, one critical component is frequently overlooked: the cartridge filter endcap configuration.

Why Filter Configuration Matters Just as Much as Micron Rating in Process Filtration

In industrial filtration systems, the end fitting of a filter cartridge is the only seal between the filter and the housing. If that seal fails, process fluid can bypass the filter media entirely, making even the highest efficiency membrane filter ineffective.

For critical filtration applications — especially membrane filtration below 5 micron — cartridge endcap selection becomes just as important as the filter media itself.

Why Endcaps Matter in Filtration Performance

During recent customer site visits, we identified several final filtration systems using 0.45 micron and 0.2 micron membrane filters installed in double open ended (DOE) configurations.

While DOE cartridge filters remain widely used across industrial water filtration and general process filtration applications, final microfiltration and sterile-grade filtration typically require higher sealing integrity.

For membrane filtration applications below 5 micron, single open ended (SOE) cartridge filters are generally considered best practice due to:

  • Improved sealing security
  • No bypass risk
  • Better integrity testing capability
  • No installation variability

What Are Cartridge Filter Endcaps?

Cartridge filter endcaps are the connection points between the filter cartridge and the filter housing.

Their primary purpose is to ensure all process fluid passes through the filtration media without bypassing around the cartridge.

In industrial filtration, there are two primary cartridge configurations:

Double Open Ended (DOE)

DOE filters are open at both ends and rely on:

  • Flat gaskets
  • Knife-edge seals
  • Compression sealing

The seal integrity depends heavily on:

  • Housing condition
  • Operator installation pressure
  • Housing tolerances
  • Knife-edge condition

DOE cartridge filters are commonly used in:

  • Prefiltration
  • Sediment filtration
  • Carbon filtration
  • Utility water filtration
  • General industrial filtration
  • Higher micron depth filtration

The Risks of DOE Filters

The biggest weakness of DOE filtration systems is bypass risk.

The slightest damage to a housing knife-edge seal can allow fluid to bypass the filter media completely.

This issue is especially common in:

  • Plastic filter housings
  • Older filtration systems
  • High differential pressure applications
  • Frequently serviced housings

Bypass has been demonstrated at differential pressures around 1.8 bar where sealing pressure depends entirely on the installer’s applied force.

As filtration ratings become finer, this becomes increasingly critical.

Why SOE Filters Are Preferred for Critical Filtration

Single Open Ended (SOE) filters use engineered sealing mechanisms such as:

  • O-rings
  • Bayonet fittings
  • Fin adaptors
  • Code adaptors
  • Locking lugs

Unlike DOE filters, SOE cartridge filters lock securely into the housing and create a controlled, repeatable sealing arrangement.

SOE filters are widely used in:

  • Final filtration
  • Membrane filtration
  • Pharmaceutical filtration
  • Food and beverage filtration
  • Process water treatment
  • Sterile filtration
  • Bioburden reduction
  • Microbial control applications

Why Membrane Filtration Requires Higher Integrity Sealing

Membrane cartridge filters are often used for critical process filtration applications where absolute-rated retention performance is essential.

These include:

  • Sterile filtration
  • Final product protection
  • Bacteria reduction
  • Cryptosporidium reduction
  • High purity water systems
  • Pharmaceutical process filtration

In these systems, even minimal bypass can completely compromise filtration performance.

A 0.2 micron membrane filter can only achieve true retention performance if the entire filtration system maintains integrity throughout operation.

That includes:

  • Housing condition
  • Seal integrity
  • Endcap configuration
  • Installation quality

This is why most membrane filter manufacturers primarily produce membrane cartridges in SOE configurations.

Understanding Common SOE Endcap Configurations

Code 2 (Twin 226 / Flat)

The Code 2 filter uses:

  • Twin BS226 O-ring seals
  • Flat top configuration
  • Rotational locking lugs

This configuration has become an industry standard for:

  • Pharmaceutical filtration
  • Gas filtration
  • Critical process filtration

Advantages include:

  • Excellent sealing security
  • Universal compatibility
  • Secure locking mechanism
  • Strong integrity testing capability

Code 3 (Twin 222 / Flat)

Code 3 filters feature:

  • Twin BS222 seals
  • Flat top endcap
  • Compression retention

These are commonly used in:

  • Industrial process filtration
  • Secure water filtration applications
  • General critical filtration systems

Benefits include:

  • Universal availability
  • Reliable twin seal arrangement
  • Simpler housing design
  • Lower complexity than Code 7 systems

Code 7 (Twin 226 / Fin)

Code 7 filters are considered one of the most secure and widely accepted process filtration configurations.

They feature:

  • Twin BS226 seals
  • Fin end fitting
  • Rotational locking lugs

Code 7 filters are widely used in:

  • Pharmaceutical filtration
  • Food and beverage filtration
  • High purity process filtration
  • Multi-cartridge filter housings

The fin adaptor helps stabilise cartridges within multi-round housings and improves installation consistency.

Code 8 (Twin 222 / Fin)

Code 8 filters combine:

  • Twin BS222 seals
  • Fin end fitting

These are commonly used in:

  • Semi-critical industrial filtration
  • Multi-cartridge process filtration systems
  • Secure industrial water filtration

They provide stronger sealing security than DOE systems while maintaining simpler installation.

The Hidden Trap of Non-Standard Endcaps

One of the most overlooked issues in industrial filtration is supplier lock-in caused by proprietary filter end fittings.

Some filter housing manufacturers intentionally design non-standard cartridge fittings that only accept their own replacement filters.

This creates significant long-term risks:

  • Limited supplier options
  • Higher filter costs
  • Reduced supply chain flexibility
  • Potential operational disruption

A common tactic is supplying free starter filters with a housing purchase, effectively locking customers into a single supplier for future replacement cartridges.

Example: A-End Fittings

The “A” end fitting uses non-standard BS224 seals and is only compatible with specific housings.

While technically effective, this design creates dependency on a single filter supplier.

For new filtration system installations, it is generally recommended to use universally available standards such as:

  • Code 3
  • Code 7
  • Code 8

This ensures long-term sourcing flexibility and competitive filter pricing.

DOE Filters Still Have an Important Role

DOE cartridge filters are not inherently wrong.

In fact, they remain highly effective in many industrial filtration applications including:

  • Sediment reduction
  • Carbon filtration
  • Utility filtration
  • General process water
  • Prefiltration stages

DOE systems remain popular because they are:

  • Cost-effective
  • Widely available
  • Simple to install
  • Suitable for higher micron filtration

However, as filtration ratings become finer, sealing integrity becomes increasingly important.

As a general rule:

  • For filtration below 5 micron, SOE filters are strongly preferred
  • For high differential pressure applications, avoid DOE knife-edge sealing systems
  • Plastic housings should be regularly inspected for knife-edge wear or damage

Filtration Performance Is More Than Micron Rating

One of the biggest misconceptions in industrial filtration is that micron rating alone determines filtration performance.

In reality, effective process filtration depends on:

  • Filter media
  • Absolute vs nominal efficiency
  • Differential pressure
  • Housing design
  • Cartridge configuration
  • Seal integrity
  • Validation data
  • Installation quality
  • System compatibility

A membrane filter is only as effective as the sealing arrangement surrounding it.

Because in filtration, performance is not just about what the filter media can remove — it is also about ensuring the process fluid has no way around it.

Reviewing Existing Filtration Systems

Many industrial process filtration systems evolve over time through:

  • Incremental upgrades
  • Product changes
  • Capacity increases
  • Supply substitutions
  • Legacy housing limitations

As a result, it is common to find membrane filtration stages operating in housings originally designed for general DOE filtration.

A professional filtration system review can help identify:

  • Potential bypass risks
  • Incorrect cartridge configurations
  • Housing compatibility issues
  • Integrity testing limitations
  • Seal failure risks
  • Opportunities for process optimisation

Final Thoughts

Endcaps may appear to be a small component within a cartridge filtration system, but in critical process filtration applications, they play a major role in system integrity and filtration performance.

As micron ratings become finer, sealing security becomes increasingly important.

For membrane filtration systems — particularly below 5 micron — selecting the correct cartridge endcap configuration is essential for:

  • Reliable retention performance
  • Process safety
  • Regulatory compliance
  • Filtration validation
  • Long-term operational reliability

In industrial filtration, true performance is achieved not only by the filter media itself, but by ensuring there is absolutely no bypass path around it.

If you'd like your filtration system reviewed to make sure it's optimal, reach out to PoreFiltration and we'd be happy to come and visit your site.

And if you have any other questions about endocaps or membrane filters then give us a call or send us an email - we’d be more than happy to help. 

And here are a few more blogs and links that you might find useful: 


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